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SEC Filings, Board of Directors

I pride myself on providing next-level service to my clients. I can provide assistance with:

  • Ensuring compliance with securities regulations and laws

  • Preparing SEC filings, D&O questionnaires, annual proxy statements and annual reports

  • Annual meetings

  • Preparing minutes and resolutions for board of directors’ and board committees’ meetings

  • Issues relating to corporate governance, board orientation, director education, shareholder activism, director tenure and overboarding

  • Drafting board committee charters

  • Providing guidance for board's audit committee, compensation committee, and management's disclosure committee

Securities and Corporate Governance

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